Senior Manager - Rta/Branch Operations - Asset Management Firm (3-8 Yrs)

Work Experience (highlight):
- 3+ years' experience in the Mutual Fund Industry
- Knowledge of SEBI and AMFI regulations applicable to Asset Management industry.
Core Purpose of the Role:
- Execution of Commercials and Non-commercial transactions by investor / distributor on timely basis.
- Allotment of units on timely basis.
- Proper calculation of brokerages and timely payment of the same.
- Monitoring Investor Service/ transaction service & distributor service Mail & reply
- Implementation of SEBI / AMFI circulars with RTA
- Closely co-ordination of RTA related to transactions.
- Resolving investor grievance / complaints on timely basis.
- Co-ordination with branches.
- Maintenance of time stamp machines of all branches
- Co-ordination of channel partner / exchange for smooth processing of transactions.
- Agreement with Channel Partner/RIA.
- Updating of website / online portal due to any regulatory changes.
- Preparing Ad-hoc reports based on internal / Top management requirement.
- Ensure proper transactions process during NFO period.
- Managing Audit (Internal / statutory)
Skills:
- Knowledge of SEBI / AMFI regulation.
- Knowledge of capital and derivative market.
- Good in MS-excel.
- Good communication and interpersonal skills.