AddressLead- Retail Asset Audit- NBFC
Job Role - Lead- Retail Asset Audit- NBFC
Location - Mumbai
Key Responsibilities:
- Monitor the audit cycle program to ensure it remains effective and up to date.
- Manage the detailed planning, risk assessment, scoping, and resourcing of audit projects.
- Lead preliminary planning and establish direction for audits, provide support to assigned auditors, manage project to quality outcomes, meet established time budget
- Ensure execution of audit plan as per agreed timelines, draft audit reports, discuss and finalize the same with the auditee
- Review the working papers prepared by subordinates and take complete ownership of it
- Identify critical areas for continuous monitoring and develop necessary exception reports for the same
- Automation / Digitization of all possible audits
- Prepare audit committee presentations for audits held during each quarter and make sure that all critical issues are included along with an adequate plan of action
- Conduct special audits as required by senior management and issue reports.
- Provide guidance and training to team members
- Capture and share best-practice knowledge among the team
- Create an environment that promotes collaborative learning and collective ownership of responsibilities
- Leverage in-house synergies through collaboration with internal stakeholders
- Assess and make appropriate recommendations to improve the governance processes on business decision-making, risk management, and control; promote appropriate ethics and values within organization; and ensure effective performance management and staff accountability, etc.
- Travel to branches PAN India for audits as and when required
Skills/ Competencies:
- Knowledge of Retail Asset / Mortgage products.
- Effective communication and assertiveness.
- Inter-personnel skills and effective stakeholder management.
- Innovative thinking.
Experience: CA with minimum 14-18 years of experience into Retail Asset Audit
