Compliance Role - Mutual Fund (8-10 Yrs)

Purpose Of The Role:

Oversee and assist in Compliance - AMC business

Key Activities:

- To prepare and review various Compliance reports for submission to Board and SEBI.
- To review advertisement and marketing communication to check compliance with Advertisement Guidelines.
- To coordinate and review periodic data required by SEBI, AMFI and RBI.
- To work on regulatory reports for submission to SEBI, AMFI and RBI.
- To keep updated on regulatory changes and provide guidance to internal stakeholders.
- To work on scheme related documents like Scheme Information Documents, Key Information
- Memorandums and Statement of Additional Information.
- To coordinate and prepare data & information required for SEBI Inspection, Statutory Audit of MF & AMC and Internal Audit.
- To oversee compliance with Employee Dealing Guidelines, Code of Conduct and undertake review of transactions as per PMLA Regulations.
- To prepare and coordinate for release of statutory notices and addenda.
- To oversee compliance with internal Bandhan AMC policies.
- To draft, review and oversee execution of legal agreements.