AddressRisk/Mid Office Role - Mutual Funds
Roles and Responsibilities :
- Undertake a daily review of trades executed for MF schemes, AIF schemes and PMS client portfolios, which may include trades executed across varied asset classes.
- Reconcile and validate trades capture and day trading activity in timely and accurate manner.
- Maintain and compute limits available as per investment mandates and communicate the same to respective Fund Managers.
- Resolving queries/discrepancies arising out of alerts for monitoring of regulatory, SID and internal investment limits.
- Creation and testing of scheme rules/scheme master in the Front office/Orde management system.
- Conduct reviews for broker empanelment, call recordings of Investment Teams, identify instances of deviation and seek justification from Fund Managers.
- Investment Universe tracking with research papers, addition of new credits tracking with credit notes, documentation of the same.
- Support periodic management reporting including regulatory reports to SEBI/AMFI, Board reporting (as required), adhoc data requests, liaising with various auditors.
- Set up strong processes and adhere to manuals and policies in order to monitor and control all investment risk areas.
- Co-ordinate with internal and external departments on various aspects pertaining to day to day functioning.
