AddressVP Compliance- Bank
Hiring for a Bank
Sr. Key Responsibilities:
1. Interacting with the regulators for seeking clarification and solutions to business dilemmas
2. Vetting or drafting of regulatory correspondences
3. The responses provided by the various units for RBI observations are reviewed for their completeness.
4. Reviewing Policies, Product Notes and SOPs
5. Providing compliance views on clarification sought by stakeholders
6. Summary for regulatory circulars for dissemination.
7. Reviewing controls provided by the various units of the Bank for the obligations mapped to them are reviewed for their design effectiveness.
8. The responses provided by the various units for RBI observations are reviewed for their completeness.
9. Responsible for compliance training and awareness, providing proactive and expert compliance advisory service
