Compliance Officer - Financial Services (5-10 Yrs)

Compliance Officer_Financial Services

KEY ROLES & RESPONSIBILITIES:

- Compliance Officer oversight for the IFSC- GIFT operations of Marcellus
- Work closely with the Central Compliance Team to develop compliance framework for IFSC-GIFT business.
- Operations support for the client onboarding and client life cycle.
- Handle operational issues raised by the Fund Administrators with respect to client accounts.
- Regulatory interaction management with IFSCA.
- Managing the compliance reporting with IFSCA and all other relevant jurisdictions
- Drive Internal Audits with an independent external audit firm and ensuring implementation of outcome of such reports.
- Drive Insider trading related framework and compliance.
- Designing and conducting trainings as required under IFSCA.
- Support under secretarial matters, as required.
- Compliance review and approvals of marketing materials
- Support Central Compliance on Group level initiatives.
FUNCTIONAL & BEHAVIOURAL KNOWLEDGE:
- Exposure to Financial Services Sector (BFSI) companies and Regulations
- In case there is no exposure to BFSI, experience in company secretarial or legal work in other sectors.
- Great Team player
- Demonstrates independence.
- Process driven approach
PROBLEM SOLVING:
- Partners with cross functional teams
- Good ability to articulate and reason.
INTERACTIONS: Works independently and with the team; Will interact with Finance, Risk, Operations, IT,Digital and Investment teams as well as Auditors.