- Knowledge of FINRA, SEC & OCC (RSNIP) advertising rules.
- 14 + years' experience in reviewing advertising/promotional material.
- Excellent writing and editorial skills.
- Solid knowledge of products offered through Broker Dealers, RIA's and/or Bank Trust Departments
- Proven ability to understand and communicate effectively about technical, complex compliance standards and policies.
- Strong administrative and organizational skills in a deadline-driven environment.
- Ability to work independently and also as part of a high-functioning, collaborative team of professionals, including the ability to form relationships at all levels of the organization.
- Strong ability to prioritize and handle multiple tasks and to be detail oriented in a fast-paced, deadline driven environment.
- Knowledge of emerging communications technology, both for working with colleagues, and for assessing the use of marketing content in emerging communications channels, including social media