Address- Assisting in setting up the Compliance framework
- Defining the annual compliance risk assessment framework
- Informing management about latest regulatory updates and its impact
- Ensuring implementation of new regulatory guidelines
- Manage relationship with regulators and stakeholders
- Vetting of various internal policies and processes
- Ensuring compliances to KYC, AML guidelines
- Vetting of ideas/ products and complex structures from regulatory perspective and periodically revising the compliance plan in light of changes
- Monitoring the implementation of the compliance program
- Providing strategic direction to the management team on compliance.
- Coordinating internal compliance review and monitoring activities, including periodic reviews of departments.
- Supporting Regulatory Inspection
- Creating Board Dashboards and MIS
- Creating learning and training modules for relevant stakeholders on compliance matter
- Any other matter as may be assigned from time to time by the Chief Compliance Officer
