Manager - Compliance - Nbfc (5-10 Yrs)

Key roles & responsibilities:
Compliance:
1. RBI reporting
2. All applicable compliances under NBFC Regulations.
3. Assist in various audits: PPM Audit, Internal Audit and Statutory Audit
4. Draft/ Prepare/ Review/ Annual Trustee Compliance Test Report
5. Assist in preparation/drafting of applications/letters/communications with RBI, trustee, investors or other applicable stakeholders.
6. Assistance on investor due diligence: AML/KYC checks, world check screening
7. Investment process: Review condition precedents documents.
8. Compliance with investment and exit process as per internal protocol
9. Liaising/Communicating with, RBI, trustee, lawyer, Investment Team, Fund Administration Team, portfolio companies, investors etc.
Additional Skills Required:
1. Computer Proficiency (MS Word, Excel)
2. Presentation Skills
3. Report Writing & Documentation