Chief Officer - Risk & Compliance - Consulting Firm (15-30 Yrs)

CHIEF RISK AND COMPLIANCE OFFICER

- Looking for Incumbent with experience relating to Regulatory & Compliances/ Internal Audit/Risk with a demonstrated ability to lead compliance, internal audit and risks teams, manage robust compliance and risk programs and implement process-driven compliance and risk controls in large corporates / institutions
- Exposure to creating regulatory compliances, governance & framework.
- Designing and regularly reviewing processes and systems to help ensure good management of the Trust and compliance with legislations and applicable compliance requirements of Unitholders.
- Leading teams in due diligence of the compliance framework in target companies. Designing processes to investigate allegations of non-compliance, leading the investigation processes, and collaborating with senior stakeholders to risk assess the compliance incidents.
- Leading teams in due diligence of the compliance framework in target companies.
- Creating awareness of ownership for adhering to accepted regulations and compliance framework.
- Driving the overall Internal Audit function for the organization. Liaising with external auditors as required and providing necessary assistance in the overall statutory audit program.
- Interacting and working with Board and Sr Management and Board, Investors.
- Thorough understanding & exposure to various standards and processes pertaining to regulatory and compliances in the country
- Previous exposure to international institutional investors preferred.
- Proven experience of creating & implementing a framework of ESG