AddressChief Compliance Officer #CCO #NBFC #FinancialServices
Responsibilities:
- Develop, implement, and maintain compliance policies, procedures, and controls in accordance as per regulatory guidelines.
- Developing Compliance Controls and processes, conducting compliance risk assessments and audits to identify areas of non-compliance and recommend corrective actions.
- Reviewing Regulatory Matters and provide solutions for improving established policies and procedures.
- Timely reviewing the changes in regulatory requirements and assess their impact on the company's operations.
- Maintain regular communication with regulatory authorities, timely reporting and resolution of compliance issues.
- Ensuring guidance to the compliance team, timely completion of assignments and meeting the deadlines and review of their work.
- Collaborate with internal and external stakeholders, and ensuring alignment of compliance objectives with business goals.
- Monitor and review compliance-related incidents, investigations, and complaints, taking appropriate actions to mitigate risks and prevent recurrence.
- Supporting and reporting stakeholders on various on compliance activities, issues, and trends.
Requirements:
- Over 15 years of experience in compliance roles NBFC/Bank/Fintech/BFSI sector
- Strong experience in designing and implementing compliance policies and processes addressing regulatory requirements and mitigate risks.
- Sound understanding and knowledge of laws, regulations, and guidelines governing the financial services sector in India, e.g. RBI regulations, SEBI guidelines, and other relevant regulations and laws.
- Strong leadership, stakeholder and team management skills.
- Preferred Qualification: CS
