AddressSenior Analyst - Operations (Regulatory Reporting)
Our client is an award-winning software solutions company. We believe finance matters to our society as much as energy to life and fueling financial transformation is vital for development and leadership.
Job Description:
- Regulatory Operations ensures submissions to major regulators are timeous, complete, and accurate for regulations such as MiFID II Transaction Reporting, EMIR, SFTR & Dodd Frank.
- The team operates in a faced paced dynamic environment and the process involves integrated multiple systems and host of controls, all with the backdrop of an incredibly complex regulatory framework.
- The team interfaces with both internal and external stakeholders to ensure that Client can understand and meet the on-going regulatory requirements.
EXPERTISE AND QUALIFICATIONS:
Skills & Experience Required:
- Candidate worked on regulatory services like Form - PF, CPO-PQR, AIFMD and TIC SLT
- Prepare workings of all questions of Form PF and AIFMD and deliver it to client on timely manner.
- Good understanding of post-2008 global financial regulation (Dodd-Frank, MiFID II, CFTC, and EMIR).
- Strong senior Stakeholder management skills.
- Excellent verbal and written communication skills.
- Sound administration, organizational and prioritization skills.
- Ability to communicate regulatory changes and the impact of these briefly and effectively.
- Ability to multi-task effectively and to work on own initiative with minimum supervision.
- Ability to work under pressure to tight timelines, and ability to use own judgment and be proactive.
- Ability to think independently and challenge and escalate where necessary.
- People management and development.
- Effective team player with well-developed interpersonal skills.
- Enthusiastic, with the ability to be assertive.
- Good awareness of confidentiality.
- Organized and detail oriented, flexibility to be productive and comfortable in a few different situations and environments.
- Biennial attestation of E-broker platforms, including a questionnaire-based outreach exercise. The attestation covers product coverage, platform functionality and details of all relevant controls.
- Institutionalize the information and knowledge on electronic platforms (targeting the use of a database) and ensure auditability and business continuity.
