Avp - Regulatory Compliance - Para Banking (8-10 Yrs)

AVP - Regulatory CompliancePara Banking

- Handling Compliance with above mentioned regulations pertaining to business of Custodian, DP, DDP, Pension Fund, Merchant Banking Business of the Bank.
- Circulating action points arising out of regulatory circulars/notifications/communications and pro-active follow up with the stakeholders ensuring timely implementation of the same.
- Reviewing existing and new processes and handling correspondences with the regulators on Compliance related matters.
- Handling Onsite Regulatory Inspections of SEBI, PFRDA, NSDL, CDSL, NSE, BSE, etc
- Providing clarifications on queries raised by stakeholders within the Bank and from Group entities on Compliance related matters.
- Drafting and vetting of various submissions to be made to the ACB/Board.
- Submission of various regulatory reports from time to time.