Compliance Officer jobs in Maharashtra

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MONARCH NETWORTH CAPITAL - COMPLIANCE OFFICER - MERCHANT BANKING (3-5 YRS)

Compliance Officer - Merchant Banking Job Purpose: Managing all Compliance related activities for Merchant BankingQualifications: Bcom/BMS/BFS with CS preferredExperience : 3-5 years in Merchant banking, PMS and AIF related activi...

CompanyDemosthene Santamaria
AddressMumbai, Maharashtra
CategoryServices
Date Posted a month ago See detail

Monarch Networth Capital - Compliance Officer - Merchant Banking (3-5 yrs)

Demosthene Santamaria

Mumbai, Maharashtra

Compliance Officer - Merchant Banking Job Purpose: Managing all Compliance related activities for Merchant BankingQualifications: Bcom/BMS/BFS with CS preferredExperience : 3-5 years in Merchant banking, PMS and AIF related activi...

Chief Compliance Officer - NBFC/Lending (8-15 yrs)

Anthoniyan Fernandes

Mumbai, Maharashtra

What you will work on:- Should be well-versed with the compliance guidelines and controls for all regulatory requirements including RBI related compliances, SEBI, Companies Act, etc.- Should be responsible for enforcing regulation...

Junior Compliance Officer

Recex

Mumbai, Maharashtra

Minimum experience of 2 years in banking or financial services, handling Audit/Finance/Compliance/ Legal/Operations/Risk Management functions. Develop and maintain the firm's compliance program, including policies, procedures, and...

Chief Executive Officer - Compliance - Financial Services Industry (15-20 yrs)

Neha Kale

Mumbai, Maharashtra

In this leadership role, you will oversee all aspects of the company, with a particular emphasis on guiding the Compliance business, ensuring adherence to regulatory frameworks, and promoting a culture of ethical business practice...